Kenin M. Spivak
Professional summary
Kenin Mathew Spivak, who also goes by Kenin Spivak, is a registered financial advisor currently at SMI ADVISORS LLC located in Beverly Hills, California and SMI CAPITAL MARKETS LLC located in Altadena, California.
Kenin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Kenin has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 82, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kenin Mathew Spivak's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2017 - Present
SMI ADVISORS LLC
October 22, 2015 - Present
SMI CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/6/2015)
(1/24/2017)
Exams
FINRA
Current Firm
SMI ADVISORS LLC
CRD#: 226544 / SEC#:
Contact information
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