AS
Anand Srivastava
APTOS CAPITAL LLC
MENLO PARK, CA
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CRD#: 6555780
AS
Professional summary
Anand Srivastava is a registered financial advisor currently at APTOS CAPITAL LLC located in Menlo Park, California.
Anand is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Anand has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
VOYA FINANCIAL INC., INVESTMENT-RELATED, SAN JOSE, CA, FINANCIAL SERVICES, SR. SYSTEMS ENGINEER, 03/05/2012, FULL TIME (APPROX. 160 HRS/MONTH), APPROX. 160 HRS, LEAD WEBLOGIC ADMINISTRATOR
CRS (Client Relationship Summary) - RIA
Click below to view Anand Srivastava's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 21, 2015 - Present
APTOS CAPITAL LLC
RIA
CRD#: 281218
MENLO PARK, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/21/2015)
Current Firm
AC
APTOS CAPITAL LLC
APTOS CAPITAL LLC | APTOS CAPITAL, LLC
CRD#: 281218 / SEC#:
California
Registered Investment Advisory firm - (10/21/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Los Altos, CA
Mailing Address
Phone number
(650) 863-2426
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 562,588 |
Red Flags
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