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Tobias R. Yearms
ADAPTIVE FINANCIAL CONSULTING
Beachwood, OH 44122
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CRD#: 6555457
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Professional summary
Tobias Ryan Yearms is a registered financial advisor currently at ADAPTIVE FINANCIAL CONSULTING, LLC located in Beachwood, Ohio.
Tobias is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Tobias has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Tobias Ryan Yearms is a licensed insurance agent. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Adaptive Financial Consulting, LLC always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of Adaptive Financial Consulting, LLC in their capacity as a licensed insurance agent.
CRS (Client Relationship Summary) - RIA
Click below to view Tobias Ryan Yearms's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 3, 2017 - Present
ADAPTIVE FINANCIAL CONSULTING, LLC
Office #1: 3401 Enterprise Parkway Suite 340, Beachwood, OH 44122RIA
CRD#: 288185
Beachwood, OH
Past
October 30, 2015 - July 28, 2017
STRATOS WEALTH PARTNERS, LTD
RIA
CRD#: 153184
BEACHWOOD, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ADAPTIVE FINANCIAL CONSULTING, LLC
ADAPTIVE FINANCIAL CONSULTING, LLC
CRD#: 288185 / SEC#: 801-114947
RIA
Registered Investment Advisory firm - (4/4/2019 Approved)California
Registered Investment Advisory firm - (5/4/2019 Terminated)Louisiana
Registered Investment Advisory firm - (4/9/2019 Terminated)Ohio
Registered Investment Advisory firm - (4/5/2019 Terminated)Texas
Registered Investment Advisory firm - (4/4/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/3/2017)
IAR
Louisiana(8/3/2017)
IAR
Ohio(8/3/2017)
IAR
Texas(9/22/2017)
Current Firm
AF
ADAPTIVE FINANCIAL CONSULTING, LLC
ADAPTIVE FINANCIAL CONSULTING, LLC
CRD#: 288185 / SEC#: 801-114947
RIA
Registered Investment Advisory firm - (4/4/2019 Approved)California
Registered Investment Advisory firm - (5/4/2019 Terminated)Louisiana
Registered Investment Advisory firm - (4/9/2019 Terminated)Ohio
Registered Investment Advisory firm - (4/5/2019 Terminated)Texas
Registered Investment Advisory firm - (4/4/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3401 Enterprise Parkway Suite 340, Beachwood, OH 44122
Mailing Address
Phone number
(440) 359-3468
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 556 |
| AUM (Assets Under Management) | $ 508,501,249 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
