Luke M. Mullaney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luke M Mullaney, who also goes by Luke Michael Mullaney, was a registered financial professional .
Luke is a previously registered financial professional and started their career in finance in 2015. Luke had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2016 - November 18, 2016
SUMMIT FINANCIAL RESOURCES INC
June 15, 2016 - November 18, 2016
SUMMIT EQUITIES, INC.
June 15, 2016 - November 18, 2016
SUMMIT EQUITIES, INC.
February 8, 2016 - June 9, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 8, 2015 - June 9, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
SUMMIT FINANCIAL RESOURCES INC
CRD#: 104990 / SEC#: 801-18223
Contact information
Red Flags
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