EB
Erling B. Brakke
FINANCIAL GRAVITY FAMILY OFFICE SERVICES
Conroe, TX
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CRD#: 6554947
EB
Professional summary
Erling Bert Brakke, CFA, who also goes by Erling Brakke, is a registered financial advisor currently at FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC located in Conroe, Texas.
Erling is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Erling has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Erling Brakke
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Brakke Wealth Services LLC, a non-investment related company as President responsible for initiating and managing client relationships as a Family Office Director for Financial Gravity since 01/26/2022. Located at 12535 Longmire Lakeview, Conroe, TX 77304. Dedicating 40 hours a month and 25 hours during trading hours. (2) Erling Brakke CPA, PLLC, a non-investment related company serving as President responsible for tax preparation, bookkeeping, and accounting service as of 01/2010. Located at 12535 Longmire Lakeview, Conroe TX 77304. Dedicating 30 hours a week 15 hours during trading hours. (3) NoDak, LLC President a non-investment related company responsible for all real estate activities as of 01/2010. Located at 12535 Longmire Lakeview, Conroe TX 77304. Dedicating 5 hours a month and 0 hours during trading hours. (4) Brakke Management Services LLC a non-investment related company serving as President providing management, accounting and tax technical services as of 12/2022. Located at 12535 Longmire Lakeview, Conroe TX 77304. Dedicating 20 hours a month and 10 hours during trading hours. (5) Financial Gravity Enhanced Markets, LLC, an investment related company as an Independent Agent since 10/05/2021. located at 2501 Ranch Road S 620, Suite 110 Austin, TX 78734. Licensed and registered to sell life, accident, and other lines of insurance for Financial Gravity Enhanced Markets, LLC. dedicating approximately 5% of his time on insurance-related activities. Conflict of interest due to additional compensation on these products.
CRS (Client Relationship Summary) - RIA
Click below to view Erling Bert Brakke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 13, 2021 - Present
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC
RIA
CRD#: 316024
Conroe, TX
Past
December 23, 2021 - September 24, 2024
KINGSWOOD CAPITAL PARTNERS, LLC
BD
CRD#: 288898
SAN DIEGO, CA
Past
February 3, 2021 - October 4, 2021
FORTA FINANCIAL GROUP, INC.
BD
CRD#: 28784
AUSTIN, TX
Past
March 3, 2020 - October 4, 2021
FORTA FINANCIAL GROUP, INC.
RIA
CRD#: 28784
The Woodlands, TX
Past
May 2, 2017 - December 31, 2019
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
The Woodlands, TX
Past
September 17, 2015 - December 31, 2019
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
THE WOODLANDS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FG
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, INC. | FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC
CRD#: 316024 / SEC#: 801-122258
RIA
Registered Investment Advisory firm - (9/9/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(9/13/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FG
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC
FINANCIAL GRAVITY FAMILY OFFICE SERVICES, INC. | FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC
CRD#: 316024 / SEC#: 801-122258
RIA
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Contact information
Main Address
2501 Ranch Road 620 S Ste 110, Lakeway, TX 78734
Mailing Address
Phone number
(800) 588-3893
Established
Firm type
Fiscal year end
# of Employees
45
SEC notice filing (29 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,745 |
| AUM (Assets Under Management) | $ 467,196,918 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
