AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
EW

Elizabeth A. Walsh

VISTA EQUITY PARTNERS CAPITAL MARKETS
San Francisco, CA 94111
Some features on this profile are disabled
CRD#: 6554681
EW

Professional summary

Elizabeth Andersen Walsh, who also goes by Elizabeth Andersen Moir, Elizabeth Moir, Elizabeth Anderson Moir, is a registered financial professional currently at VISTA EQUITY PARTNERS CAPITAL MARKETS, LLC located in San Francisco, California.

Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 2015. Elizabeth has worked at 2 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Elizabeth Andersen Moir | Elizabeth Moir | Elizabeth Anderson Moir

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Elizabeth Andersen Walsh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 6, 2025 - Present

VISTA EQUITY PARTNERS CAPITAL MARKETS, LLC

Office #1: 4 Embarcadero Center 20th Floor, San Francisco, CA 94111
BD
CRD#: 332887
San Francisco, CA
Past

October 20, 2015 - September 26, 2017

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/4/2025)
RR
Alaska
(9/4/2025)
RR
Arizona
(9/4/2025)
RR
Arkansas
(9/4/2025)
RR
California
(6/11/2025)
RR
Colorado
(9/4/2025)
RR
Connecticut
(9/4/2025)
RR
Delaware
(9/4/2025)
RR
District of Columbia
(9/4/2025)
RR
Florida
(9/4/2025)
RR
Georgia
(9/4/2025)
RR
Hawaii
(9/4/2025)
RR
Idaho
(9/4/2025)
RR
Illinois
(8/8/2025)
RR
Indiana
(9/4/2025)
RR
Iowa
(9/4/2025)
RR
Kansas
(9/4/2025)
RR
Kentucky
(9/4/2025)
RR
Louisiana
(9/4/2025)
RR
Maine
(9/4/2025)
RR
Maryland
(9/4/2025)
RR
Massachusetts
(9/4/2025)
RR
Michigan
(9/4/2025)
RR
Minnesota
(9/4/2025)
RR
Mississippi
(9/4/2025)
RR
Missouri
(9/4/2025)
RR
Montana
(9/4/2025)
RR
Nebraska
(9/4/2025)
RR
Nevada
(9/4/2025)
RR
New Hampshire
(9/4/2025)
RR
New Jersey
(9/4/2025)
RR
New Mexico
(9/4/2025)
RR
New York
(6/11/2025)
RR
North Carolina
(9/4/2025)
RR
North Dakota
(9/4/2025)
RR
Ohio
(9/8/2025)
RR
Oklahoma
(9/4/2025)
RR
Oregon
(9/4/2025)
RR
Pennsylvania
(9/4/2025)
RR
Puerto Rico
(9/4/2025)
RR
Rhode Island
(9/4/2025)
RR
South Carolina
(9/4/2025)
RR
South Dakota
(9/4/2025)
RR
Tennessee
(9/4/2025)
RR
Texas
(6/25/2025)
RR
Utah
(9/4/2025)
RR
Vermont
(9/4/2025)
RR
Virgin Islands
(9/4/2025)
RR
Virginia
(9/4/2025)
RR
Washington
(9/4/2025)
RR
West Virginia
(9/4/2025)
RR
Wisconsin
(9/4/2025)
RR
Wyoming
(9/4/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 5/2/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 4/23/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/7/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/5/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 10/20/2015
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VE
VISTA EQUITY PARTNERS CAPITAL MARKETS, LLC
VISTA EQUITY PARTNERS CAPITAL MARKETS, LLC

CRD#: 332887 / SEC#: , 8-71280

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
50 Hudson Yards Floor 77, New York, NY 10001
Mailing Address
50 Hudson Yards Floor 77, New York, NY 10001
Phone number
(212) 804-9100
Established
Delaware since 08/05/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
VISTA EQUITY PARTNERS MANAGEMENT, LLCSOLE MEMBER156973
KRIEWALD, JESSICAFINANCIAL AND OPERATIONS PRINCIPAL7052634
MACNEILL, ASHLEY MCO-CHIEF EXECUTIVE OFFICER5778003
ROOMINA, YASAMIN TARACHIEF COMPLIANCE OFFICER6398919
SOFIELD, KEVIN JOSEPHCO-CHIEF EXECUTIVE OFFICER4004331

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VISTA EQUITY PARTNERS CAPITAL MARKETS, LLC

CRD#: 332887San Francisco, CA 94111

TRUST BUT VERIFY

Monitor Elizabeth Walsh

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

AG
Adam GreenAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
SAN MATEO, CA
MS
Maximilian SoaresAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
RR
San Francisco, CA
Jason Guo Quan Fang
Jason FangAdvisorCheck Check Mark
TERRAFIRMA WEALTH PARTNERS
IAR
WALNUT CREEK, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.