Benjamin M. Wilde
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Michael Wilde, who also goes by Benjamin M Wilde, Benjamin Michael Wilde Mr., Benjamin Wilde, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2015. Benjamin had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2019 - July 16, 2019
TEMPLUM MARKETS LLC
December 18, 2015 - May 26, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 4, 2015 - May 26, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
TEMPLUM MARKETS LLC
CRD#: 102840 / SEC#: , 8-52169
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
