JK
Joshua S. Kirby
WESTPARK WEALTH ADVISORS
Brenham, TX
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CRD#: 6554297
JK
Professional summary
Joshua Steven Kirby, who also goes by Joshua S Kirby, is a registered financial advisor currently at WESTPARK WEALTH ADVISORS, INC. located in Brenham, Texas and CALTON & ASSOCIATES, INC. located in Houston, Texas.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Joshua has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joshua S Kirby
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of Business: Compass Retirement Planning. Investment related. Address: 6120 Speyside Dr., Austin, TX 78754. Nature of Business: DBA to sell securities through Calton. Position/Title/Relationship: Partner. Hours per month: 200. Hours per month during Securities trading hours: 80. Duties/Responsibilities: Securities and products offered through Calton. Some insurance sales outside of Calton.Start Date: 2018. 2) Name of Business: Protective Life Insurance Company. Investment related. Address: 2801 Hwy 280 South, Birmingham, AL 35223. Nature of Business: Life Insurance and Term Life. Position/Title/Relationship: Agent. Hours per month: 3. Hours per month during Securities trading hours: 50%. Duties/Responsibilities: When my clients want life insurance, this is a company that I will use to meet their need. Start Date: 2018. 3) Name of Business: One America. Non-Investment related. Address: 1 American Sq., Indianapolis, IN 46206. Nature of Business: LTC policies. Position/Title/Relationship: Agent. Hours per month: 3. Hours per month during Securities trading hours: 50%. Duties/Responsibilities: I am appointed with One America to sell LTC policies through them. Start Date. 2018. 4) Name of Business: Westpark Wealth Advisors, Inc. Investment related. Address: 13111 Westheimer Rd., Suite 475, Houston, TX 77077. Nature of Business: RIA. Position/Title/Relationship: Agent. Hours per month: 40. Hours per month during Securities trading hours: 40. Duties/Responsibilities: Advisory Business. Start Date: 2018. 5) Name of Business: Benaiah LLC. Non-Investment related. Address: 893 Centerra Hills Circle, Round Rock, TX 78665. Nature of Business: Develop and sell products through Amazon. No products have been developed yet. Position/Title/Relationship: Partner. Start Date: 08/24/2020. Hours per month: 40. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Develop and sell products on amazon.com. 6) Name of Business: Camp Blessing. Non-Investment related. Address: 7227 Camp Blessing Ln. Brenham, TX 77833. Nature of Business: Camp Blessing is a Christian Summer camp for kids with special needs. Position/Title/Relationship: Employee. Start Date 09/29/2022. Hours per month: 40. Hours per month during Securities trading hours: 10. Duties/Responsibilities: Lead Bible studies once a week for their college student summer staff. Leverage my ministry connections in Austin to develop stronger partnerships between the special needs community and churches. Products and Services Offered: Love, Acceptance, and Fun for kids with special needs and their families.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Steven Kirby's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2016 - Present
WESTPARK WEALTH ADVISORS, INC.
RIA
CRD#: 130914
Brenham, TX
Current
November 10, 2017 - Present
CALTON & ASSOCIATES, INC.
Office #1: 13111 Westheimer Road Suite 475, Houston, TX 77077RIA
BD
CRD#: 20999
Houston, TX
Past
September 21, 2015 - November 9, 2017
IMS SECURITIES, INC.
BD
CRD#: 35567
ROUND ROCK, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WESTPARK WEALTH ADVISORS, INC.
IMS FINANCIAL ADVISORS, INC. | WESTPARK WEALTH ADVISORS, INC. | WESTPARK WEALTH ADVISORS | WEST PARK WEALTH ADVISORS
CRD#: 130914 / SEC#: 801-63009
RIA
Registered Investment Advisory firm - (4/28/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/8/2018)
RR
Colorado(1/8/2018)
RR
Georgia(11/10/2017)
RR
Illinois(1/8/2018)
RR
Maryland(1/8/2018)
RR
Michigan(1/8/2018)
IAR
Texas(6/28/2016)
RR
Texas(11/10/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WW
WESTPARK WEALTH ADVISORS, INC.
IMS FINANCIAL ADVISORS, INC. | WESTPARK WEALTH ADVISORS, INC. | WESTPARK WEALTH ADVISORS | WEST PARK WEALTH ADVISORS
CRD#: 130914 / SEC#: 801-63009
RIA
Registered Investment Advisory firm - (4/28/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
13111 Westheimer Rd. Suite 475, Houston, TX 77077
Mailing Address
13111 Westheimer Rd. Suite 475, Houston, TX 77077
Phone number
(713) 266-2993
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 700 |
| AUM (Assets Under Management) | $ 229,314,510 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
