Dunneille D. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dunneille Derey Anderson, who also goes by Dunneille D Anderson, Dunneille Derey Anderson, was a registered financial professional .
Dunneille is a previously registered financial professional and started their career in finance in 2017. Dunneille had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2021 - October 20, 2021
FFEC WEALTH PARTNERS LLC
January 25, 2021 - October 20, 2021
FFEC WEALTH PARTNERS LLC
October 1, 2018 - December 31, 2019
MML INVESTORS SERVICES, LLC
September 20, 2018 - December 31, 2019
MML INVESTORS SERVICES, LLC
June 13, 2017 - April 27, 2018
EQUITABLE ADVISORS, LLC
June 13, 2017 - April 27, 2018
EQUITABLE ADVISORS, LLC
March 16, 2017 - May 30, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 1, 2017 - May 30, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FFEC WEALTH PARTNERS LLC
CRD#: 16507 / SEC#: 801-63970, 8-34082
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,755 |
| AUM (Assets Under Management) | $ 2,371,850,816 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
