Alyson E. Zolet
Professional summary
Alyson Erin Zolet is a registered financial professional currently at CAIS CAPITAL LLC located in New York, New York.
Alyson is registered as a RR (Registered Representative) and started their career in finance in 2016. Alyson has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alyson Erin Zolet's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2023 - Present
CAIS CAPITAL LLC
Office #1: 527 Madison Avenue 2nd Floor & 8th Floor, New York, NY 10022March 26, 2018 - April 7, 2023
MORGAN STANLEY
March 16, 2018 - April 7, 2023
MORGAN STANLEY
December 12, 2017 - January 3, 2018
T. ROWE PRICE ADVISORY SERVICES, INC.
May 26, 2016 - January 3, 2018
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/24/2023)
(11/27/2024)
Exams
FINRA
Current Firm
CAIS CAPITAL LLC
CRD#: 154512 / SEC#: , 8-68646
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPITAL INTEGRATION SYSTEMS LLC | PARENT/OWNER | |
| BROWN, MATTHEW CRAWFORD | CEO/MEMBER/EXECUTIVE REP. | 2160159 |
| COLLINS, MICHAEL PATRICK | CCO | 5366193 |
| KRZAK, ALEXANDER JACOB | POO | 6349160 |
| PARISE, JANICE DRU | FINOP/PFO | 2338583 |
| PREMSELAAR, MARC KLEIN | SENIOR MANAGING DIRECTOR | 5395973 |
| SHANNON, TIMOTHY BRIAN | PRESIDENT | 4461906 |
| WALKER, BRADLEY JAY | SENIOR MANAGING DIRECTOR | 5000838 |
Red Flags
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