James P. Tennant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Parker Tennant, who also goes by Jaime Parker Tennant, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2015. James had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2017 - May 28, 2019
CAMMACK RETIREMENT GROUP
October 2, 2015 - May 28, 2019
CAMMACK LARHETTE BROKERAGE, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CAMMACK RETIREMENT GROUP
CRD#: 140614 / SEC#: 801-67014
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
