NJ
Nathan S. Jackson
J. W. COLE ADVISORS
Salt Lake City, UT 84117
Some features on this profile are disabled
CRD#: 6553742
NJ
Professional summary
Nathan Shelton Jackson, who also goes by Nathan Jackson, Nate Jackson, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Salt Lake City, Utah and J.W. COLE FINANCIAL, INC. located in Salt Lake City, Utah.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Nathan has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nathan Jackson | Nate Jackson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Acumen; not investment related; caregiver - start date 3/21/2005; 1421 Palmer Park Lane, South Jordan, UT 94095; caregiver of twin brothers; 5 hours per month, 0-2 hours during trading. (2) DBA - CQ Financial; investment related; agent/producer/investment advisor - start date 2/22/2021; 5525 South 900 East, Suite 145, Salt Lake City, UT 84117; sales & service of fixed insurance products, as well as investment advisory services, with various carriers; 12 hours per month, 6 hours per month during trading. (3) Fixed Insurance; Non-Investment Related; Agent/Insurance Producer; Start date 08/12/2013; 5525 South 900 East, Suite 145, Salt Lake City, UT 84117; sales & service of fixed insurance products with various carriers; 12 hours per month, 6 hours per month during trading. (4) Successor Trustee for The Steven Lee Jackson & Cheryl Lee Siebert Jackson Family Trust. (5) Nathan Jackson Investment Advisor; LLC for Tax Purposes: Not investment related; 6571 W. Arcadia View Dr, West Jordan, UT 84081; Owner; Take card of taxes with my CPA each year; Start 6/20/2017; 1 hour/month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Shelton Jackson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 22, 2021 - Present
J. W. COLE ADVISORS, INC.
Office #1: 5525 South 900 East Suite 145, Salt Lake City, UT 84117RIA
CRD#: 112294
Salt Lake City, UT
Current
February 22, 2021 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 5525 S. 900 E. #145, Salt Lake City, UT 84117BD
CRD#: 124583
Salt Lake City, UT
Past
June 16, 2016 - February 25, 2021
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Cottonwood Heights, UT
Past
June 16, 2016 - February 25, 2021
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Cottonwood Heights, UT
Past
January 7, 2016 - April 28, 2016
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SANDY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Idaho(6/10/2024)
RR
Texas(2/22/2021)
RR
Utah(2/22/2021)
IAR
Utah(2/22/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
