Alet Filmalter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alet Filmalter, who also goes by Alet Boonzaaier, was a registered financial professional .
Alet is a previously registered financial professional and started their career in finance in 2015. Alet had worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2022 - March 22, 2023
FOURTHOUGHT FINANCIAL PARTNERS, LLC.
November 18, 2020 - January 6, 2023
FOURTHOUGHT PRIVATE WEALTH
December 23, 2015 - August 11, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 12, 2015 - August 11, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
FOURTHOUGHT FINANCIAL PARTNERS, LLC.
CRD#: 323060 / SEC#: 801-126759
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/24/2024
General Securities Representative ExaminationCurrent Firm
FOURTHOUGHT FINANCIAL PARTNERS, LLC.
CRD#: 323060 / SEC#: 801-126759
Contact information
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,882 |
| AUM (Assets Under Management) | $ 1,589,562,254 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
