Calvin J. Custard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Calvin James Custard, who also goes by Calvin Custard, was a registered financial professional .
Calvin is a previously registered financial professional and started their career in finance in 2017. Calvin had worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2017 - February 4, 2019
TD AMERITRADE, INC.
October 24, 2017 - February 4, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 23, 2017 - February 4, 2019
TD AMERITRADE, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
