Cory L. Laird

MINICHMACGREGOR WEALTH MANAGEMENT

Saratoga Springs, NY 12866

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CRD#: 6552295

Professional summary

Cory Lee Laird, CFP® is a registered financial advisor currently at MINICHMACGREGOR WEALTH MANAGEMENT, LLC located in Saratoga Springs, New York.

Cory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Cory has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cory Lee Laird's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

October 12, 2017 - Present

MINICHMACGREGOR WEALTH MANAGEMENT, LLC

Office #1: 21 Congress Street Suite 203, Saratoga Springs, NY 12866

RIA

CRD#: 151237

Saratoga Springs, NY

Past

March 2, 2016 - May 6, 2016

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

HOUSTON, TX

Past

January 21, 2016 - May 6, 2016

PARK AVENUE SECURITIES LLC

CRD#: 46173

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MINICHMACGREGOR WEALTH MANAGEMENT, LLC

DEUCE MANAGEMENT, LLC | MINICHMACGREGOR WEALTH MANAGEMENT, LLC

CRD#: 151237 / SEC#: 801-70490

RIA

Registered Investment Advisory firm - (8/20/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/27/2018)

IAR

New York
(4/28/2021)

IAR

Texas
(10/12/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/26/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/6/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/2016

General Securities Representative Examination

Current Firm

MINICHMACGREGOR WEALTH MANAGEMENT, LLC

DEUCE MANAGEMENT, LLC | MINICHMACGREGOR WEALTH MANAGEMENT, LLC

CRD#: 151237 / SEC#: 801-70490

RIA

Registered Investment Advisory firm - (8/20/2009 Approved)

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Contact information

Main Address

21 Congress Street Suite 203, Saratoga Springs, NY 12866

Mailing Address

Phone number

(518) 499-4565

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MINICHMACGREGOR WEALTH MANAGEMENT, LLC ADV BROCHURE (4/30/2025)

Regulatory assets under management

Total Number of Accounts	2,698
AUM (Assets Under Management)	$ 630,016,934

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cory L. Laird

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cory Lee Laird's CRS (Customer Relationship Summary).

Certified licenses

Experience

MINICHMACGREGOR WEALTH MANAGEMENT, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

Primary Firm SEC Registration

MINICHMACGREGOR WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/26/2016

SIE

Date: 5/6/2016

Series 7

Date: 1/21/2016

Current Firm

MINICHMACGREGOR WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MINICHMACGREGOR WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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