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AP

Alexandre Pfrimer Falcao

LOOP CAPITAL MARKETS
DALLAS, TX 75219
CRD#: 6551847
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AP
Alexandre Pfrimer FalcaoLOOP CAPITAL MARKETS

Professional summary


Alexandre Pfrimer Falcao, who also goes by Alexandre Pfrimer Falcao, is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Dallas, Texas.

Alexandre is registered as a RR (Registered Representative) and started their career in finance in 2015. Alexandre has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 87, Series 86 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Alexandre Pfrimer Falcao

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Alexandre Pfrimer Falcao's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 7, 2026 - Present

LOOP CAPITAL MARKETS LLC

Office #1: 2911 Turtle Creek Blvd Suite 300, Dallas, TX 75219
RIA
BD
CRD#: 43098
DALLAS, TX
Past

October 12, 2015 - May 14, 2026

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(5/7/2026)
RR
Texas
(5/7/2026)

Exams


State Security Law Exam
RR
Series 63
Date: 10/15/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/1/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm


LC
LOOP CAPITAL MARKETS LLC
LOOP CAPITAL MARKETS L.L.C. | LOOP CAPITAL MARKETS LLC

CRD#: 43098 / SEC#: , 8-50140

Illinois
Registered Investment Advisory firm - SEC (4/4/2012 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
425 S. Financial Place Ste 2700, Chicago, IL 60605
Mailing Address
425 S. Financial Place Ste 2700, Chicago, IL 60605
Phone number
(312) 913-4900
Established
Delaware since 06/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
250

FINRA licenses (51 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
LOOP CAPITAL, LLCOWNER
BERKELEY, STEPHEN SIDNEYREGULATORY COUNSEL AND CCO5616433
LUPKIN, IRA ADAMCHIEF FINANCIAL OFFICER4463446
REYNOLDS, JAMES JR.CHIEF EXECUTIVE OFFICER1162337
SULLIVAN, ANTHONYCHIEF OPERATING OFFICER5995264

Disclosures


Regulatory Event8

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LOOP CAPITAL MARKETS LLC

CRD#: 43098Dallas, TX 75219

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