Gerard R. Farrell

ERNST & YOUNG INVESTMENT ADVISERS LLP

SECAUCUS, NJ 07094

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CRD#: 6551822

Professional summary

Gerard Richard Farrell, who also goes by Gerard Farrell, is a registered financial advisor currently at ERNST & YOUNG INVESTMENT ADVISERS LLP located in Secaucus, New Jersey.

Gerard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Gerard has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gerard Farrell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Freelance writing/editing. Work from home (14 Pearl St. Summit NJ 07901) during non-business hours (nights/weekend) Approximately 20-30hours per month. Provide writing and editing services to individuals and businesses as needed by them for various uses (marketing publication, resumes, etc.) 2. Elected member of Union Co Democratic Committee, representing my voting district. No compensation. Elected to 2 year term in June 2017. No control over finances/budget, except as relation to voting on such matter when presented. The committee (800+ members)Approximate monthly time commitment mostly at municipal committee level is 4-6 hours per month, during non-business hours 3. Sales Associate, Bed Bath and Beyond 715 Morris Tpk Springfield NJ 07081. Since Feb 2018. 10-12 hours on weekends. Assist customers, stock merchandise, no spending, budget or control of money. Handle cash at register.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerard Richard Farrell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2018 - Present

ERNST & YOUNG INVESTMENT ADVISERS LLP

Office #1: 200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094

RIA

CRD#: 110921

SECAUCUS, NJ

Past

December 15, 2016 - January 5, 2018

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

WARREN, NJ

Past

September 18, 2015 - January 5, 2018

PRUCO SECURITIES, LLC.

CRD#: 5685

WARREN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ERNST & YOUNG INVESTMENT ADVISERS LLP

ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP

CRD#: 110921 / SEC#: 801-48596

RIA

Registered Investment Advisory firm - (4/7/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(5/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/21/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/13/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/5/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/18/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ERNST & YOUNG INVESTMENT ADVISERS LLP

ERNST & YOUNG INVESTMENT ADVISERS LLP | ERNST & YOUNG LLP

CRD#: 110921 / SEC#: 801-48596

RIA

Registered Investment Advisory firm - (4/7/1995 Approved)

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Contact information

Main Address

200 Plaza Drive First Floor Suite 102, Secaucus, NJ 07094

Mailing Address

Phone number

(800) 273-0588

Established

Firm type

Fiscal year end

# of Employees

140

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ERNST & YOUNG INVESTMENT ADVISERS LLP (9/10/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gerard R. Farrell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerard Richard Farrell's CRS (Customer Relationship Summary).

Certified licenses

Experience

ERNST & YOUNG INVESTMENT ADVISERS LLP

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

ERNST & YOUNG INVESTMENT ADVISERS LLP

State Registrations and Notice Filings

Exams

Series 65

Date: 11/21/2016

Series 63

Date: 11/13/2015

SIE

Date: 1/5/2018

Series 6

Date: 9/18/2015

Current Firm

ERNST & YOUNG INVESTMENT ADVISERS LLP

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

ERNST & YOUNG INVESTMENT ADVISERS LLP

TRUST BUT VERIFY

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