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Ellen G Barber

CFP®
CRD# 6550992·Registered 2016 - 2023
Previously Registered: Being a previously registered professional could mean that Ellen is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ellen G Barber, CFP®, who also goes by Ellen G. Barber, Ellen M Barber, Ellen Marie Gragg, was a registered financial advisor. Ellen was a previously registered financial professional and started their career in finance 2016 - 2023. Ellen had worked at 1 firm.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ellen G. Barber, Ellen M Barber, Ellen Marie Gragg

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2013

Years of Experience

7 years in the financial services industry

Current & Past Employments

LAWLEY & ASSOCIATES·CRD# 281354
RIA
Melbourne, FL
April 13, 2016 - March 31, 2023

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Current Firm

L&
LAWLEY & ASSOCIATES

LAWLEY & ASSOCIATES | LAWLEY & ASSOCIATES, LLC

CRD#: 281354

Contact Information

Main Address

1735 W. Hibiscus Blvd Suite 200, Melbourne, FL 32901

Phone Number

(321) 728-1040

# of Employees

2

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Ellen M. Barber d/b/a Barber Realty, 1735 W. Hibiscus Blvd. #200, Melbourne, FL 32901. Barber Realty started in November 2008. It is a small real estate business of which I am the Owner, President, Manager and Qualifying Licensed Real Estate Broker. My focus is providing clients with one-on-one support and advises them of real estate markets. I spend less than 1% of my professional time in this capacity. This business is not investment-related.
(2) Clayton Construction & Development, Inc., 3170 Skyway Circle #103, Melbourne, Florida 32934. Clayton Construction & Development, Inc. started in April 1985. It is a small construction company of which I hold the Secretary of Construction position. My duties include informing members of meetings and other important dates, taking minutes at meetings and maintaining documentation associated with the board. I spend less than 1% of my professional time in this capacity. This business is not investment-related.
(3) Astro Destiny, LLC, P.O. Box 510604, Melbourne Beach, Florida 32951. Astro Destiny started in February 2017 of which I am the Owner, Astrological Consultant, and Manager that provides astrological consulting services. This business has no activity and the Limited Liability Company was created for future use and thus I spend no time in this capacity. This business is not investment- related.
(4) Michael S. Lawley, PA (d/b/a Lawley & Associates, CPAs), Certified Public Accounting Firm, CPA beginning in November of 2005. I spend approximately 65% of my professional time in this capacity. This business is not investment-related.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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