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Daniel Christopherfrederick Lang

CRD# 6550811·Registered 2015 - 2022
Previously Registered: Being a previously registered professional could mean that Daniel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Daniel Christopherfrederick Lang, who also goes by Daniel Christopher Lang, was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 2015 - 2022. Daniel had worked at 3 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Daniel Christopher Lang

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

SECFI SECURITIES, LLC·CRD# 302112
BD
San Francisco, CA
October 26, 2021 - July 6, 2022
OPEN INVEST CO.·CRD# 269997
RIA
Altanta, GA
May 13, 2020 - May 13, 2020
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Durham, NC
October 30, 2015 - May 21, 2018

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Current Firm

SS
SECFI SECURITIES, LLC

SECFI SECURITIES, LLC

CRD#: 302112 / SEC#: 8-70457
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

25 Broadway 10th Floor, New York, NY 10004

Mailing Address

25 Broadway 10th Floor, New York, NY 10004

Phone Number

(707) 297-9210

Established

Delaware since 10/12/2018

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (38 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SECFI, INC.PARENT—
LENART, BRIAN DOUGLASCCO, AMLCO, FINOP, PFO/POO736107
PIAUWASDY, NATHANIEL VIEJECEO, EXECUTIVE REPRESENTATIVE7123470

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2021About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2017About the Series 65 exam

Series 7TO — General Securities Representative Examination

Passed Oct 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed May 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2015About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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DL
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