Daniel C. Lang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Christopherfrederick Lang, who also goes by Daniel Christopher Lang, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2015. Daniel had worked at 3 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2021 - July 6, 2022
SECFI SECURITIES, LLC
May 13, 2020 - May 13, 2020
OPEN INVEST CO.
October 30, 2015 - May 21, 2018
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 10/26/2021
General Securities Representative ExaminationCurrent Firm
SECFI SECURITIES, LLC
CRD#: 302112 / SEC#: , 8-70457
Contact information
FINRA licenses (38 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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