MS
Michael G. Stetson
SAINT FRANCIS CAPITAL
WINDER, GA 30680
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CRD#: 6550650
MS
Professional summary
Michael Gordon Stetson is a registered financial advisor currently at SAINT FRANCIS CAPITAL located in Winder, Georgia.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Michael has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PERPETUAL; CENTRAL PLAZA 1, LEVEL 15, 345 QUEEN STREET, BRISBANE QLD 4000, SENIOR ADVISOR, START DATE: 02/2014; HOURS PER MONTH DEVOTED: 144 HOURS PER MONTH; HOURS PER MONTH DURING TRADING HOURS: 144 PER MONTH; DESCRIPTION: ?SELLING PERPETUAL'S VALUE PROPOSITION TO EXISTING CLIENTS AND COMPLETION OF TRAINING IN NEW SALESFORCE DATABASE CRM.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Gordon Stetson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 27, 2015 - Present
SAINT FRANCIS CAPITAL
Office #1: 359 Rockwell Church Road Ne, Winder, GA 30680RIA
CRD#: 165376
WINDER, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(8/27/2015)
Current Firm
SF
SAINT FRANCIS CAPITAL
KAYE RIGGS & ASSOCIATES | SAINT FRANCIS CAPITAL, LLC | SAINT FRANCIS CAPITAL | KAYE VINCENT RIGGS | KAYE RIGGS & ASSOCIATES, LLC
CRD#: 165376 / SEC#: 801-78095
RIA
Registered Investment Advisory firm - (9/26/2013 Terminated)California
Registered Investment Advisory firm - (2/15/2025 Terminated)Georgia
Registered Investment Advisory firm - (8/18/2022 Approved)Louisiana
Registered Investment Advisory firm - (8/6/2018 Approved)New York
Registered Investment Advisory firm - (12/9/2019 Terminated)Texas
Registered Investment Advisory firm - (9/24/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
359 Rockwell Church Road Ne, Winder, GA 30680
Mailing Address
956 Walnut Street - Suite 200, San Luis Obispo, CA 93401
Phone number
(800) 832-9682
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 174 |
| AUM (Assets Under Management) | $ 37,553,684 |
Red Flags
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