Cassandra L. Martin

TAYLOR FINANCIAL GROUP

Roanoke, VA 24018

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CRD#: 6550107

Professional summary

Cassandra Lenee Martin, who also goes by Cassandra Lenee Griffith, Cassandra Martin Griffith, Cassie Martin Griffith, Cassandra Martin Griffith, Cassandra Griffith, Cassandra Lenee Martin, Cassandra Martin, Cassie Martin, Cassie Lenee Martin, Cassie Martin, is a registered financial advisor currently at TAYLOR FINANCIAL GROUP, INC. located in Roanoke, Virginia.

Cassandra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Cassandra has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cassandra Lenee Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2026 - Present

TAYLOR FINANCIAL GROUP, INC.

Office #1: 3102 Brambleton Avenue., Sw, Roanoke, VA 24018

RIA

CRD#: 116744

Roanoke, VA

Past

September 23, 2024 - January 9, 2026

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

Roanoke, VA

Past

September 19, 2024 - January 9, 2026

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

SAN DIEGO, CA

Past

October 17, 2022 - May 7, 2024

CAPITOL FAMILY OFFICE, INC.

RIA

CRD#: 312005

BEAVERTON, OR

Past

July 19, 2017 - September 28, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BLACKSBURG, VA

Past

October 5, 2016 - September 28, 2022

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BLACKSBURG, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TAYLOR FINANCIAL GROUP, INC.

CRD#: 116744 / SEC#: 801-61747

RIA

Registered Investment Advisory firm - (1/17/2003 Approved)

Virginia

Registered Investment Advisory firm - (1/30/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(1/29/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/19/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/5/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 3/19/2018

General Securities Sales Supervisor - Options Module Examination

Current Firm

TAYLOR FINANCIAL GROUP, INC.

CRD#: 116744 / SEC#: 801-61747

RIA

Registered Investment Advisory firm - (1/17/2003 Approved)

Virginia

Registered Investment Advisory firm - (1/30/2003 Terminated)

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Contact information

Main Address

3102 Brambleton Avenue., Sw, Roanoke, VA 24018

Mailing Address

Phone number

(540) 774-7971

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAYLOR FINANCIAL GROUP, INC. WRAP FEE PROGRAM BROCHURE (3/10/2025)

TAYLOR FINANCIAL GROUP, INC. ADV BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	1,132
AUM (Assets Under Management)	$ 364,966,550

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cassandra L. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cassandra Lenee Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CAPITOL FAMILY OFFICE, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

TAYLOR FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/19/2017

SIE

Date: 10/1/2018

Series 7

Date: 10/5/2016

Series 9

Date: 3/19/2018

Current Firm

TAYLOR FINANCIAL GROUP, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TAYLOR FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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