Aaron M. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aaron M Davis, who also goes by Aaron Maurice Davis, Aaron Davis, was a registered financial professional .
Aaron is a previously registered financial professional and started their career in finance in 2015. Aaron had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2021 - June 1, 2026
SNOWDEN ACCOUNT SERVICES LLC
April 8, 2019 - May 10, 2021
MORGAN STANLEY
August 8, 2018 - March 28, 2019
J.P. MORGAN SECURITIES LLC
December 8, 2015 - April 26, 2017
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
SNOWDEN ACCOUNT SERVICES LLC
CRD#: 149794 / SEC#: , 8-68188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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