BM
Bradley S. Messerschmidt
THRIVENT INVESTMENT MANAGEMENT
Mead, WA
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CRD#: 6549791
BM
Professional summary
Bradley Steven Messerschmidt is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Mead, Washington.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Bradley has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PERSONAL RENTAL PROPERTY POSITION: Owner NATURE: This is a rental property owed by my wife and I. We get approximately $250 per month above the mortgage. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/15/2009 ADDRESS: 6120 N. Astor Ave, Spokane WA 99208 DESCRIPTION: Owner/Landlord ELEVATIONS - A CHILDREN'S THERAPY RESOURCE POSITION: Board Member NATURE: Elevations provides resources for children with disabilities. Below is the mission statement. "OUR MISSION Elevating children with special needs to reach their full potential by providing access to the resources and support they need to improve their families' overall quality of life. Many children who could benefit from therapeutic services in the greater Spokane area don't have access to the full range of care that could help them overcome and cope with physical, speech and mental challenges. Outstanding therapy resources are available for children in our community, but financial and insurance limitations are restricting families' access to needed therapies. Elevations exists to fill the gap and help children receive the services and equipment they need regardless of their parents' financial restrictions." INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 05/12/2017 ADDRESS: 325 S University Rd, Suite 203, Spokane Valley WA 99206, United States DESCRIPTION: Responsibilities: attend and participate in Board meetings (currently 2 hours once per month - typically the 2nd Friday of the month 9am-11am), review all pre-meeting materials and arrive at meetings prepared to discuss, serve on and chair committees as needed by the Board (at least one), provide ideas and resources for fundraising, provide ideas and resources for community contacts (donors, volunteers), be a champion for Elevations in the community, personally donate financially to Elevations annually commensurate with ability (minimum expectation is to purchase ticket and participate in Ghost Ball, our main fundraiser), average time commitment 5 - 10 hours per month BUILDABLE PRODUCTS POSITION: Founder- Owner NATURE: This business will be creating kits for building projects for/with children. This kits will include engineered drawings/instructions, hardware, fasteners, miscellaneous tools and an instructional video. These kits will be sold to the public. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2021 ADDRESS: 10515 E Central Ave, Spokane WA 99217, United States DESCRIPTION: I will be designing/creating the kits. Owning and operating the business. I am just starting so for now it will be some design work and business creation (website review, legal documents etc.). B & K GAME CALLS POSITION: Founder/Owner NATURE: This company will be making game calls and products for hunting and selling these products online. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2022 ADDRESS: 10515 E Central Ave, Spokane WA 99217, United States DESCRIPTION: I will be running business operations to get started (legal and planning). My plan is to hire staff once to company is going. My time on this will be spent in the evenings and weekends. ROCKY MOUNTAIN HUNTING CALLS POSITION: independent, recipient of royalties, design ideas and product development NATURE: Hunting call/hunting product manufacturer INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2024 ADDRESS: 4520 W Hargrave Ave Ste A, Post Falls WA 83854, United States DESCRIPTION: help generate ideas and prototypes for new product ideas, 2-3 max hours per week on evenings and weekends.
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Steven Messerschmidt's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bradley Steven Messerschmidt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 26, 2016 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #2: 10220 N Nevada St, Spokane, WA 99218RIA
BD
CRD#: 18387
Mead, WA
Current
December 28, 2015 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 10220 N Nevada St, Spokane, WA 99218RIA
BD
CRD#: 18387
Spokane, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(6/20/2016)
RR
Arizona(2/3/2021)
RR
Colorado(10/17/2024)
RR
Florida(5/26/2022)
RR
Hawaii(3/1/2023)
RR
Idaho(2/3/2016)
RR
Montana(8/25/2016)
RR
Nevada(3/11/2016)
RR
North Carolina(12/3/2024)
RR
Oregon(2/2/2022)
RR
South Dakota(3/29/2023)
RR
Texas(2/2/2022)
IAR
Texas(2/2/2022)
RR
Virginia(6/8/2023)
RR
Washington(1/26/2016)
IAR
Washington(1/26/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
