Christopher G. Swensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher G Swensen, who also goes by Christopher Gregory Swensen Na, Christopher Swensen, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2015. Christopher had worked at 5 firms and has passed the Series 66, Series 79, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2026 - March 17, 2026
ARES MANAGEMENT CAPITAL MARKETS LLC
January 25, 2023 - January 2, 2026
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
June 22, 2018 - November 2, 2022
BLACKSTONE SECURITIES PARTNERS L.P.
November 10, 2015 - December 1, 2016
BLACKROCK INVESTMENT MANAGEMENT, LLC
October 2, 2015 - December 1, 2016
BLACKROCK INVESTMENTS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
ARES MANAGEMENT CAPITAL MARKETS LLC
CRD#: 166219 / SEC#: , 8-69194
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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