Brent A. Lee

DODDS WEALTH

GREENWOOD VILLAGE, CO 80111

CRD#: 6549453

Some features on this profile are disabled

Professional summary

Brent Allan Lee, who also goes by Brent Lee, is a registered financial advisor currently at DODDS WEALTH, LLC located in Greenwood Village, Colorado.

Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Brent has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brent Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Allan Lee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2025 - Present

DODDS WEALTH, LLC

Office #1: 5251 Dtc Parkway Ste 720, Greenwood Village, CO 80111

RIA

CRD#: 323632

GREENWOOD VILLAGE, CO

Past

September 30, 2024 - March 3, 2026

LPL FINANCIAL LLC

CRD#: 6413

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DODDS WEALTH, LLC

CRD#: 323632 / SEC#: 801-127016

RIA

Registered Investment Advisory firm - (12/8/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(2/24/2025)

IAR

Texas
(2/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/20/2025

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/30/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/15/2024

Securities Industry Essentials Examination

Current Firm

DODDS WEALTH, LLC

CRD#: 323632 / SEC#: 801-127016

RIA

Registered Investment Advisory firm - (12/8/2022 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5251 Dtc Parkway Ste 720, Greenwood Village, CO 80111

Mailing Address

Phone number

(303) 539-3900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (2/20/2025)

WRAP BROCHURE (2/20/2025)

Regulatory assets under management

Total Number of Accounts	1,276
AUM (Assets Under Management)	$ 637,995,577

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Craig Johlfs

LPL FINANCIAL LLC

IAR

GREENWOOD VILLAGE, CO

Ralph Jones

OPPENHEIMER & CO. INC.

IAR

DENVER, CO

Lorie Jones

TANDEM FINANCIAL, LLC

IAR

GREENWOOD VILLAGE, CO

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brent A. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Allan Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

DODDS WEALTH, LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

DODDS WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/20/2025

Series 7TO

Date: 9/30/2024

SIE

Date: 2/15/2024

Current Firm

DODDS WEALTH, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DODDS WEALTH, LLC

TRUST BUT VERIFY

Similar Advisors