Trang-thu H. Tran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trang-thu Huynh Tran was a registered financial professional .
Trang-thu is a previously registered financial professional and started their career in finance in 2016. Trang-thu had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 79 and Series 7 exams.
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2016 - October 31, 2017
CAPITAL PRIVÉ SUISSE S.A.
April 15, 2016 - October 6, 2017
CAPITAL SUISSE LLC
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL PRIVÉ SUISSE S.A.
CRD#: 159909 / SEC#: 801-73065
Contact information
Red Flags
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