RV
Raul A. Vazquez-calderon
PARLIAMENT CAPITAL MANAGEMENT
San Juan, PR 00909
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CRD#: 6549016
RV
Professional summary
Raul A Vazquez-calderon is a registered financial advisor currently at PARLIAMENT CAPITAL MANAGEMENT, LLC located in San Juan, .
Raul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Raul has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Arrecife Clothing, LLC
Non investment-related business
Address: 151 Calle Cesar Gonzalez, Apt. 7101, San Juan, PR 00918
Nature of business: Beachwear retail store
Title: CFO
Start date: August 2018
Hours per month: 32 hours
Hours during trading hours: 0 hours
Duties: Bookkeeping, tax filings, financial statements, projections profitability analysis
CRS (Client Relationship Summary) - RIA
Click below to view Raul A Vazquez-calderon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
PARLIAMENT CAPITAL MANAGEMENT, LLC
Office #1: 1511 Ponce De Leon Ave. Ciudadela- Torre 1000, Suite 6a, San Juan, PR 00909RIA
CRD#: 194513
San Juan, PR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PARLIAMENT CAPITAL MANAGEMENT, LLC
PARLIAMENT CAPITAL MANAGEMENT, LLC
CRD#: 194513 / SEC#: 801-121818
RIA
Registered Investment Advisory firm - (7/22/2021 Approved)Puerto Rico
Registered Investment Advisory firm - (7/22/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Puerto Rico(2/17/2021)
Current Firm
PC
PARLIAMENT CAPITAL MANAGEMENT, LLC
PARLIAMENT CAPITAL MANAGEMENT, LLC
CRD#: 194513 / SEC#: 801-121818
RIA
Registered Investment Advisory firm - (7/22/2021 Approved)Puerto Rico
Registered Investment Advisory firm - (7/22/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1511 Ponce De Leon Ave. Ciudadela- Torre 1000, Suite 6a, San Juan, PR 00909
Mailing Address
P.o. Box 190521, San Juan, PR 00918-9998
Phone number
(787) 200-9004
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 317 |
| AUM (Assets Under Management) | $ 994,354,491 |
Red Flags
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Company Information
PARLIAMENT CAPITAL MANAGEMENT, LLC
CRD#: 194513San Juan, PR 00909TRUST BUT VERIFY
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