Joyce Zhang

SEASONS OF ADVICE WEALTH MANAGEMENT

New York, NY 10036

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CRD#: 6548796

Professional summary

Joyce Zhang is a registered financial advisor currently at SEASONS OF ADVICE WEALTH MANAGEMENT located in New York, New York.

Joyce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Joyce has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joyce Zhang's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2022 - Present

SEASONS OF ADVICE WEALTH MANAGEMENT

Office #1: 120 West 45th Street, New York, NY 10036

RIA

CRD#: 310448

New York, NY

Past

January 10, 2020 - April 5, 2022

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

FLUSHING, NY

Past

December 4, 2019 - April 5, 2022

J.P. MORGAN SECURITIES LLC

CRD#: 79

FLUSHING, NY

Past

September 21, 2015 - November 22, 2017

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEASONS OF ADVICE WEALTH MANAGEMENT

SEASONS OF ADVICE WEALTH MANAGEMENT | SOA WEALTH ADVISORS, LLC

CRD#: 310448 / SEC#: 801-119603

RIA

Registered Investment Advisory firm - (10/20/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/5/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/8/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/2/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/4/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/22/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/21/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SEASONS OF ADVICE WEALTH MANAGEMENT

SEASONS OF ADVICE WEALTH MANAGEMENT | SOA WEALTH ADVISORS, LLC

CRD#: 310448 / SEC#: 801-119603

RIA

Registered Investment Advisory firm - (10/20/2020 Approved)

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Contact information

Main Address

120 West 45th Street, New York, NY 10036

Mailing Address

Phone number

(212) 977-3111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOA WEALTH ADVISORS, LLC (3/28/2025)

SOA WEALTH ADVISORS, LLC WRAP BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	3,332
AUM (Assets Under Management)	$ 1,061,108,098

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joyce Zhang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joyce Zhang's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

SEASONS OF ADVICE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 1/8/2020

Series 63

Date: 10/2/2015

Series 7TO

Date: 12/4/2019

SIE

Date: 11/22/2017

Series 6

Date: 9/21/2015

Current Firm

SEASONS OF ADVICE WEALTH MANAGEMENT

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEASONS OF ADVICE WEALTH MANAGEMENT

TRUST BUT VERIFY

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