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Adam Stephen Peplinski

Adam S. Peplinski

PALM BEACH GARDENS, FL
Some features on this profile are disabled
CRD#: 6548532
Adam Stephen Peplinski
Adam Stephen Peplinski

Professional summary

Adam Stephen Peplinski, CFP® was a registered financial advisor .

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Adam had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary
Min. Asset: $250K–$500K

Biography

As a Certified Financial Planner™, leveraging Fidelity's suite of resources and collaborative team of specialists, I partner with clients to help with the confidence, comfort, and understanding of their unique financial plans.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Planx Technologies, LLC: Founder; Development and market strategies; 5800 S. French Road, Cedar, MI 49621; Start: 01/2024; Nature of business: Financial Technology. 50 hours a mth to this activity; I hour during securities trading. (2) owner of Peplinski Capital LLC, Leland 225, LLC, and Lake Effect Restoration, LLC.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2018

Education

Hope College

Bachelor of Arts (BA) - Chemistry (Pre-Med)

2013

Experience

Current

September 30, 2026 - Present

PALM BEACH GARDENS, FL
Past

October 27, 2025 - April 14, 2026

SUMMIT FINANCIAL, LLC

RIA
CRD#: 299322
PALM BEACH, FL
Past

July 13, 2018 - November 2, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
BOSTON, MA
Past

February 4, 2016 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
RESTON, VA
Past

September 25, 2015 - November 1, 2023

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
GRAND RAPIDS, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

What does exam status mean?
State Security Law Exam
PR
IAR
Series 66
Status Unavailable
Passed: 1/29/2016
Uniform Combined State Law Examination
State Security Law Exam
PR
Series 63
Status Unavailable
Passed: 10/2/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 7
Status Unavailable
Passed: 9/25/2015
General Securities Representative Examination

Current firm

No current employment

Red Flags

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Company Information

No current employment

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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