Anthony T. Al Nasser

SOL FINANCIAL

MIAMI, FL 33133

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CRD#: 6547956

Professional summary

Anthony Thomas Al Nasser, who also goes by Anthony Thomas Al Naser, Anthony Thomas Naser, Anthony Naser, is a registered financial advisor currently at SOL FINANCIAL located in Miami, Florida.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Anthony has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony Thomas Al Naser | Anthony Thomas Naser | Anthony Naser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

independent licensed insurance agent Real Estate sales associate.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Thomas Al Nasser's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2024 - Present

SOL FINANCIAL

Office #1: 2665 S Bayshore Dr Suite 220/94, Miami, FL 33133

RIA

CRD#: 333387

MIAMI, FL

Past

December 22, 2023 - September 19, 2024

DIVERSIFY ADVISORY SERVICES, LLC

RIA

CRD#: 326060

San Jose, CA

Past

October 30, 2019 - December 31, 2023

DFPG INVESTMENTS, LLC

RIA

CRD#: 155576

San Jose, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/26/2024)

IAR

Florida
(11/19/2024)

IAR

Texas
(10/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/30/2019

Uniform Investment Adviser Law Examination

Current Firm

SOL FINANCIAL

SOL FINANCIAL | SOL FINANCIAL LLC

CRD#: 333387 / SEC#:

California

Registered Investment Advisory firm - (11/26/2024 Approved)

Florida

Registered Investment Advisory firm - (11/19/2024 Approved)

Texas

Registered Investment Advisory firm - (9/25/2024 Conditional Restricted)

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Contact information

Main Address

2665 S Bayshore Dr Suite 220/94, Miami, FL 33133

Mailing Address

Phone number

(305) 792-8377

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 4,851,295

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anthony T. Al Nasser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Thomas Al Nasser's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOL FINANCIAL

DIVERSIFY ADVISORY SERVICES, LLC

DFPG INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/30/2019

Current Firm

SOL FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOL FINANCIAL

TRUST BUT VERIFY

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