John T. Closi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Taylor Closi, CFP®, who also goes by Jt Closi, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2016. John had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2019
Experience
March 9, 2020 - August 2, 2023
ADERO PARTNERS, LLC
July 15, 2019 - March 3, 2020
CLEAR RESOURCE GROUP, LLC
October 1, 2018 - July 15, 2019
CWM, LLC
October 31, 2017 - October 1, 2018
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT
August 17, 2016 - October 4, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
March 18, 2016 - October 4, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADERO PARTNERS, LLC
CRD#: 297808 / SEC#: 801-113671
Contact information
Regulatory assets under management
| Total Number of Accounts | 3,664 |
| AUM (Assets Under Management) | $ 4,382,594,653 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 03/26/2024 | ||
| 01/09/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
