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JS

James W. Schaeffer

Some features on this profile are disabled
CRD#: 6547559
JS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Worth Schaeffer was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 2015. James had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SCHAEFFER UNLIMITED INC. 105 CAP ROCK COVE WICHITA FALLS, TX 76308 PRESIDENT/OWNER VENDING/MARKETING EFFECTIVE: 05/2005 15 HOURS PER MONTH/0 HOURS PER MONTH DURING MARKET HOURS MELALEUCA 105 CAP ROCK COVE WICHITA FALLS, TX 76308 MARKETING EXECUTIVE/OWNER EFFECTIVE: 10/2007 5 HOURS PER MONTH/0 HOURS PER MONTH DURING MARKET HOURS WORTH CAPITAL MANAGEMENT, INC. 105 CAP ROCK COVE WICHITA FALLS, TX 76308 PRESIDENT/OWNER/MARKETING EFFECTIVE: 01/2014 15 HOURS PER MONTH/0 HOURS PER MONTH DURING MARKET HOURS CONSTANT WEALTH MANAGEMENT 5808 ELDERWOOD DR. DALLAS, TX 75230 WEALTH ADVISOR/EMPLOYEE EFFECTIVE: 11/19/2015 10 HOURS PER MONTH/4 HOURS PER MONTH DURING MARKET HOURS

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 9, 2019 - June 20, 2024

CONSTANT WEALTH MANAGEMENT, LLC

RIA
CRD#: 173284
ALLEN, TX
Past

January 25, 2018 - December 31, 2018

CONSTANT WEALTH MANAGEMENT, LLC

RIA
CRD#: 173284
DALLAS, TX
Past

November 24, 2015 - December 31, 2017

CONSTANT WEALTH MANAGEMENT, LLC

RIA
CRD#: 173284
Wichita Falls, TX
Past

September 2, 2015 - December 15, 2016

WAVECREST SECURITIES LLC

BD
CRD#: 160135
BRENTWOOD, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/29/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/15/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/2/2015
General Securities Representative Examination

Current Firm

CW
CONSTANT WEALTH MANAGEMENT, LLC
CONSTANT WEALTH MANAGEMENT, LLC

CRD#: 173284 / SEC#:

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Contact information

Main Address
Allen, TX
Mailing Address
700 Central Expwy S Suite 400, Allen, TX 75013
Phone number
(214) 504-2332
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts61
AUM (Assets Under Management)$ 3,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONSTANT WEALTH MANAGEMENT, LLC

CRD#: 173284

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