Diego Anaya Urdaibay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Diego Anaya Urdaibay, who also goes by Urdaibay Diego Anaya, Diego Nmn Anaya Urdaibay, was a registered financial professional .
Diego is a previously registered financial professional and started their career in finance in 2021. Diego had worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2022 - February 13, 2023
MONEX SECURITIES, INC.
October 18, 2021 - February 13, 2023
MONEX ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 8/30/2022
General Securities Representative ExaminationCurrent Firm
MONEX SECURITIES, INC.
CRD#: 30362 / SEC#: , 8-44874
Contact information
FINRA licenses (10 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 7 |
Red Flags
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