Adrian E. Moreno Tenorio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adrian Enrique Moreno Tenorio, who also goes by Adrien Moreno, was a registered financial professional .
Adrian is a previously registered financial professional and started their career in finance in 2015. Adrian had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2016 - August 28, 2017
BULLTICK WEALTH MANAGEMENT, LLC
May 17, 2016 - August 28, 2017
BULLTICK, LLC
September 1, 2015 - April 20, 2016
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
BULLTICK WEALTH MANAGEMENT, LLC
CRD#: 141588 / SEC#: 801-69169
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BULLTICK WEALTH MANAGEMENT, LLC
CRD#: 141588 / SEC#: 801-69169
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 388 |
| AUM (Assets Under Management) | $ 1,676,677,683 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
