Vincenzo E. Trimaldi
Professional summary
Vincenzo Enrico Trimaldi, who also goes by VIncenzo Trimaldi, is a registered financial professional currently at VIENNA CAPITAL PARTNERS LLC located in New York, New York.
Vincenzo is registered as a RR (Registered Representative) and started their career in finance in 2015. Vincenzo has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vincenzo Enrico Trimaldi's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 5, 2023 - Present
VIENNA CAPITAL PARTNERS LLC
Office #1: 40 Wall Street 17th Fl, New York, New York, 10005 17th Fl, New York, NY, 10005Office #2: 40 Wall Street 17th Fl, New York, NY 10005December 10, 2019 - March 21, 2023
SW FINANCIAL
November 4, 2016 - December 10, 2019
WORDEN CAPITAL MANAGEMENT LLC
September 17, 2015 - November 9, 2016
LEGEND SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/6/2023)
(7/18/2023)
(3/19/2024)
(9/29/2023)
(3/5/2024)
(7/3/2024)
(3/8/2024)
(6/3/2024)
(7/7/2023)
(10/25/2023)
(6/2/2025)
(3/5/2024)
(7/9/2024)
(3/15/2024)
(3/28/2024)
(12/20/2023)
(7/6/2024)
Exams
FINRA
Current Firm
VIENNA CAPITAL PARTNERS LLC
CRD#: 311852 / SEC#: , 8-70631
Contact information
FINRA licenses (19 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOMASA ANTONIA HOLDINGS LLC | DIRECT OWNER | |
| DEFILIPPO, VINCENT JAMES | CCO | 2792048 |
| KAPPOTIS, ERNEST DOMENIC | FINOP |
Red Flags
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