Cassandra A. Stokes

CRD#: 6547254

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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cassandra Anne Stokes, who also goes by Cassandra Anne Flenker, Cassandra Stokes, was a registered financial professional .

Cassandra is a previously registered financial professional and started their career in finance in 2015. Cassandra had worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Cassandra Anne Flenker | Cassandra Stokes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 22, 2025 - June 15, 2026

CREATIVE PLANNING

RIA

CRD#: 105348

San Francisco, CA

Past

April 25, 2025 - July 10, 2025

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

RIA

CRD#: 312837

San Francisco, CA

Past

December 12, 2023 - April 10, 2025

FIRST CITIZENS INVESTOR SERVICES, INC.

CRD#: 44430

San Francisco, CA

Past

March 4, 2022 - April 10, 2025

SVB WEALTH

RIA

CRD#: 172832

San Francisco, CA

Past

August 7, 2020 - December 31, 2023

SVB INVESTMENT SERVICES INC.

CRD#: 168116

Santa Monica, CA

Past

January 3, 2020 - July 29, 2022

SVB INVESTMENT SERVICES INC.

RIA

CRD#: 168116

Santa Monica, CA

Past

October 27, 2015 - January 23, 2018

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CREATIVE PLANNING

CRD#: 105348 / SEC#: 801-18564

RIA

Registered Investment Advisory firm - (3/18/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/21/2020

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/3/2020

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 1/23/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/27/2015

General Securities Representative Examination

Current Firm

CREATIVE PLANNING

CRD#: 105348 / SEC#: 801-18564

RIA

Registered Investment Advisory firm - (3/18/1983 Approved)

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Contact information

Main Address

5454 W. 110th Street, Overland Park, KS 66211

Mailing Address

Phone number

(866) 909-5148

Established

Firm type

Fiscal year end

# of Employees

1,428

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CREATIVE PLANNING FIRM BROCHURE (3/5/2025)

Regulatory assets under management

Total Number of Accounts	269,686
AUM (Assets Under Management)	$ 217,399,324,981

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/27/2025	Cover Page	Report
09/19/2024	Cover Page	Report
01/03/2024	Cover Page	Report
01/18/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cassandra A. Stokes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

FIRST CITIZENS INVESTOR SERVICES, INC.

SVB WEALTH

SVB INVESTMENT SERVICES INC.

SVB INVESTMENT SERVICES INC.

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

CREATIVE PLANNING

State Registrations and Notice Filings

Exams

Series 63

Date: 8/21/2020

Series 65

Date: 1/3/2020

SIE

Date: 1/23/2018

Series 7

Date: 10/27/2015

Current Firm

CREATIVE PLANNING

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CREATIVE PLANNING

TRUST BUT VERIFY

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