Thomas F. Butler
Professional summary
Thomas Felton Butler, who also goes by Thomas F Butler, Thomas F. Butler, Tom F. Butler, Tom Felton Butler, is a registered financial advisor currently at BATTLEGROUND WEALTH MANAGEMENT located in La Porte, Texas.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Thomas has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Felton Butler's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2023 - Present
BATTLEGROUND WEALTH MANAGEMENT
Office #1: 1515 Miller Cut Off Rd, Bldg 48, La Porte, TX 77571November 30, 2020 - July 6, 2021
ENGRAVE WEALTH PARTNERS, LLC
November 17, 2015 - December 13, 2018
SAN JACINTO ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/15/2023)
Current Firm
BATTLEGROUND WEALTH MANAGEMENT
CRD#: 325051 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 686,754 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BATTLEGROUND WEALTH MANAGEMENT
CRD#: 325051La Porte, TX 77571TRUST BUT VERIFY
Monitor Thomas Butler
Get automatic monthly alerts on:
