Thomas F. Butler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Felton Butler, who also goes by Thomas F Butler, Thomas F. Butler, Tom F. Butler, Tom Felton Butler, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2015. Thomas had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2023 - December 23, 2025
BATTLEGROUND WEALTH MANAGEMENT
November 30, 2020 - July 6, 2021
ENGRAVE WEALTH PARTNERS, LLC
November 17, 2015 - December 13, 2018
SAN JACINTO ADVISORS LLC
State Registrations and Notice Filings
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Current Firm
BATTLEGROUND WEALTH MANAGEMENT
CRD#: 325051 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 686,754 |
Red Flags
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