Paul F. Denning
Professional summary
Paul Franklin Denning, who also goes by Fox Denning, is a registered financial professional currently at DENNING & COMPANY LLC located in San Francisco, California.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1973. Paul has worked at 7 firms and has passed the Series 63, Series 99TO, Series 7TO, Series 79TO, SIE, PC, Series 1, Series 24, Series 14, Series 4, Series 12 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Franklin Denning's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2002 - Present
DENNING & COMPANY LLC
Office #2: 999 Green Street, #2802, San Francisco, CA 94133February 1, 2000 - July 3, 2001
J.P. MORGAN SECURITIES INC.
February 28, 1995 - February 1, 2000
HAMBRECHT & QUIST LLC
October 10, 1989 - March 2, 1995
ROBERTSON, STEPHENS & COMPANY LLC
April 17, 1984 - October 12, 1989
MONTGOMERY SECURITIES
December 6, 1982 - April 12, 1984
L. F. ROTHSCHILD & CO. INCORPORATED
March 1, 1973 - January 17, 1983
SUTRO & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/11/2009)
(2/25/2002)
(4/19/2002)
(8/27/2002)
(6/11/2009)
(8/11/2010)
(6/20/2002)
(7/3/2002)
(5/31/2002)
(6/2/2009)
(4/22/2002)
(6/20/2002)
(4/24/2002)
(9/14/2018)
(6/11/2002)
(6/29/2002)
(7/1/2002)
(3/8/2002)
(4/30/2002)
(5/2/2002)
(9/10/2002)
(10/14/2022)
(4/22/2002)
(11/30/2011)
(6/4/2002)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationPC
Date: 11/1/1982
AMEX Put and Call ExamSeries 1
Date: 2/22/1973
Registered Representative ExaminationSeries 12
Date: 1/1/1978
NYSE Branch Manager ExaminationSeries 40
Date: 4/21/1977
Registered Principal ExaminationFINRA
Current Firm
DENNING & COMPANY LLC
CRD#: 115971 / SEC#: , 8-53532
Contact information
FINRA licenses (26 States and Territories)
Documents
Red Flags
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