Elizabeth C. Keteltas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth Catherine Keteltas, who also goes by Betsy Keteltas, Elizabeth Keteltas, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 2015. Elizabeth had worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2016 - October 3, 2016
FLORIDA ATLANTIC SECURITIES CORP.
September 2, 2015 - October 3, 2016
FLORIDA ATLANTIC SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FLORIDA ATLANTIC SECURITIES CORP.
CRD#: 43272 / SEC#: , 8-50205
Contact information
FINRA licenses (13 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALAN S PAREIRA LIVING TRUST | SHAREHOLDER | |
| ALAN S. PAREIRA 1997 FAMILY TRUST | SHAREHOLDER | |
| BEANEY, WILLIAM TREVOR | CEO, DIRECTOR, SHAREHOLDER | 5138058 |
| BUDLONG, SAMUEL SEWALL | VP, SHAREHOLDER | 1980093 |
| CABRERA, IDOLIDIA CABRERA | ADMINISTRATION, SHAREHOLDER | |
| PAREIRA, ALAN SIDNEY | DIRECTOR; CHAIRMAN, TRUSTEE OF ALAN S PAREIRA LIVING TRUST | 356287 |
| PAREIRA, BARBARA ANN | TRUSTEE OF ALAN S PAREIRA 1997 FAMILY TRUST | |
| REQUENA, GABRIEL ALBERTO | CCO; ROP, PRINCIPAL, SHAREHOLDER | 4413123 |
Regulatory assets under management
| Total Number of Accounts | 42 |
| AUM (Assets Under Management) | $ 101,584,189 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
