KM
Kaleb D. Mccarty
TRUVESTMENTS CAPITAL LLC
Sarasota, FL 34240
Some features on this profile are disabled
CRD#: 6546250
KM
Professional summary
Kaleb Donald Mccarty is a registered financial advisor currently at TRUVESTMENTS CAPITAL LLC located in Sarasota, Florida.
Kaleb is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Kaleb has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) ELITE WEALTH ADVISORS, SARASOTA, FL NOT INVESTMENT RELATED WHOLESALE/DISTRIBUTION OF FIXED ANNUITIES AND LIFE INSURANCE PRODUCTS OWNER, CEO START DATE: 10/2013 APPROXIMATE HOURS DEVOTED PER MONTH: 80 HOURS APPROXIMATE HOURS DEVOTED PER MONTH DURING TRADING HOURS: 80 (2) MCCARTY
MARKETING INC., SARASOTA FL NOT INVESTMENT RELATED OWNER 100%, INSURANCE SALES AND CONSULTANT START
DATE: 01/1/2000 APPROXIMATE HOURS DEVOTED PER MONTH: 2 APPROXIMATE HOURS DEVOTED PER MONTH DURING TRADING HOURS: 0 3)FUNDERFULL, LLC, SARASOTA, FL NOT INVESTMENT RELATED BUSINESS CONSULTING FIRM
OWNER START DATE: 05/2019 APPROXIMATE HOURS DEVOTED PER MONTH: 5 HOURS APPROXIMATE HOURS DEVOTED PER MONTH DURING TRADING HOURS: 0
CRS (Client Relationship Summary) - RIA
Click below to view Kaleb Donald Mccarty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 19, 2018 - Present
TRUVESTMENTS CAPITAL LLC
Office #1: 5391 Lakewood Ranch Blvd N Suite #303, Sarasota, FL 34240RIA
CRD#: 291297
Sarasota, FL
Past
August 27, 2015 - March 13, 2018
TRUVESTMENTS CAPITAL LLC
RIA
CRD#: 149094
SARASOTA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TRUVESTMENTS CAPITAL LLC
ELITE WEALTH ADVISORS | TRUVESTMENTS CAPITAL LLC | LILY WEALTH MANAGEMENT
CRD#: 291297 / SEC#: 801-112243
RIA
Registered Investment Advisory firm - (1/5/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/19/2018)
Current Firm
TC
TRUVESTMENTS CAPITAL LLC
ELITE WEALTH ADVISORS | TRUVESTMENTS CAPITAL LLC | LILY WEALTH MANAGEMENT
CRD#: 291297 / SEC#: 801-112243
RIA
Registered Investment Advisory firm - (1/5/2018 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5391 Lakewood Ranch Blvd N Suite #303, Sarasota, FL 34240
Mailing Address
Phone number
(941) 753-3814
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,712 |
| AUM (Assets Under Management) | $ 601,243,175 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
