Donald L. Dennie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Lewis Dennie was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1974. Donald had worked at 6 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2003 - October 23, 2003
CULLUM & BURKS SECURITIES, INC.
July 13, 1999 - December 31, 2002
NALICO EQUITY CORPORATION
July 2, 1998 - July 20, 1999
FIRST RESEARCH FINANCIAL
April 23, 1998 - June 10, 1998
OMEGA SECURITIES, INC.
August 27, 1976 - December 31, 1997
WOODBURY FINANCIAL SERVICES, INC.
March 7, 1974 - September 30, 1976
USLIFE EQUITY SALES CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/5/1974
Registered Representative ExaminationCurrent Firm
CULLUM & BURKS SECURITIES, INC.
CRD#: 46600 / SEC#: , 8-51487
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
