Ethan J. Kelly

RL2 ADVISORS

Jackson, MS 39201

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CRD#: 6545958

Professional summary

Ethan J Kelly, CIMA® is a registered financial advisor currently at RL2 ADVISORS, LLC located in Jackson, Mississippi.

Ethan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Ethan has worked at 3 firms and has passed the Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Providence Capital Management, LLC- 317 E Capitol St, Jackson, MS 39201, DBA for RL2 Advisors, LLC, Investment Related, Founder and CIO, 30% of time spent Lux Trading Firm, investment related, 128 City Road, London EC1V 2NX, United Kingdom Starting March 7, 2024 I became a proprietary trader for Lux, trading an account belonging to the firm. 10% of time spent. Naderpour & Associates, P.A.-One Perimeter Park South, Suite 315 S | Birmingham, AL 35243 Not investment related. I am a part time attorney working remotely for the firm. Start date September 3, 2024. 60% of time spent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ethan J Kelly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

January 29, 2020 - Present

RL2 ADVISORS, LLC

Office #1: 317 East Capitol St Ste 200, Jackson, MS 39201

RIA

CRD#: 288475

Jackson, MS

Past

July 5, 2017 - December 31, 2019

RL2 ADVISORS, LLC

RIA

CRD#: 288475

RIDGELAND, MS

Past

April 10, 2017 - June 30, 2017

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

Ridgeland, MS

Past

September 25, 2015 - December 1, 2016

KOVACK SECURITIES INC.

CRD#: 44848

Ridgeland, MS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Mississippi
(1/29/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/10/2017

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 12/1/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/25/2015

General Securities Representative Examination

Current Firm

RL2 ADVISORS, LLC

PROVIDENCE CAPITAL MANAGEMENT, LLC | RL2 ADVISORS, LLC

CRD#: 288475 / SEC#:

Mississippi

Registered Investment Advisory firm - (1/29/2020 Approved)

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Contact information

Main Address

317 East Capitol St Ste 200, Jackson, MS 39201

Mailing Address

Phone number

(601) 953-3076

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	33
AUM (Assets Under Management)	$ 5,366,972

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ethan J. Kelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ethan J Kelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

RL2 ADVISORS, LLC

RL2 ADVISORS, LLC

KOVACK ADVISORS, INC.

KOVACK SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/10/2017

SIE

Date: 12/1/2016

Series 7

Date: 9/25/2015

Current Firm

RL2 ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RL2 ADVISORS, LLC

TRUST BUT VERIFY

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