William Somers

THE INVESTMENT CONNECTION LLC

HACKETTSTOWN, NJ 07840

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CRD#: 6545001

Professional summary

William Somers is a registered financial advisor currently at THE INVESTMENT CONNECTION LLC located in Hackettstown, New Jersey.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. William has worked at 1 firm and has passed the Series 63 and Series 65 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

William Somers is the owner and CPA of WILLIAM SOMERS CPA LLC, a located at 1001 Route 517, Hackettstown, NJ 07840. The firm provides tax preparation and related services to individuals and businesses. He has owned the firm (or a predecessor CPA firm) since 1988 and currently spends approximately 160 hours per month working at this business, including 150 hours during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Somers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 13, 2015 - Present

THE INVESTMENT CONNECTION LLC

Office #1: 1001 Route 517, Hackettstown, NJ 07840

RIA

CRD#: 171533

HACKETTSTOWN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(8/13/2015)

IAR

Pennsylvania
(1/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/7/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/11/2015

Uniform Investment Adviser Law Examination

Current Firm

THE INVESTMENT CONNECTION LLC

SOMERS WEALTH MANAGEMENT | THE INVESTMENT CONNECTION LLC

CRD#: 171533 / SEC#:

New Jersey

Registered Investment Advisory firm - (7/17/2015 Approved)

New York

Registered Investment Advisory firm - (1/29/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/11/2014 Approved)

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Contact information

Main Address

991 Route 22 West Suite 200, Bridgewater, NJ 08807

Mailing Address

Phone number

(908) 595-2220

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	366
AUM (Assets Under Management)	$ 96,656,662

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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William Somers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Somers's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE INVESTMENT CONNECTION LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/7/2015

Series 65

Date: 5/11/2015

Current Firm

THE INVESTMENT CONNECTION LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE INVESTMENT CONNECTION LLC

TRUST BUT VERIFY

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