SW
Scott A. Wilson
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CRD#: 6544882
SW
Professional summary
Scott Adam Wilson, CFP® was a registered financial advisor .
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Scott had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Adam Wilson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Past
November 10, 2023 - December 31, 2025
INTEGRITY FINANCIAL CORPORATION
RIA
CRD#: 137125
JACKSON, WY
Past
March 8, 2016 - November 6, 2020
FORBES INVESTMENT MANAGEMENT
RIA
CRD#: 281210
SANTA MONICA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INTEGRITY FINANCIAL CORPORATION
INTEGRITY FINANCIAL CORPORATION
CRD#: 137125 / SEC#: 801-107275
RIA
Registered Investment Advisory firm - (2/16/2016 Approved)California
Registered Investment Advisory firm - (3/18/2016 Terminated)Florida
Registered Investment Advisory firm - (2/17/2016 Terminated)Oregon
Registered Investment Advisory firm - (2/17/2016 Terminated)South Carolina
Registered Investment Advisory firm - (2/17/2016 Terminated)Washington
Registered Investment Advisory firm - (3/17/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wyoming(11/10/2023)
Current Firm
IF
INTEGRITY FINANCIAL CORPORATION
INTEGRITY FINANCIAL CORPORATION
CRD#: 137125 / SEC#: 801-107275
RIA
Registered Investment Advisory firm - (2/16/2016 Approved)California
Registered Investment Advisory firm - (3/18/2016 Terminated)Florida
Registered Investment Advisory firm - (2/17/2016 Terminated)Oregon
Registered Investment Advisory firm - (2/17/2016 Terminated)South Carolina
Registered Investment Advisory firm - (2/17/2016 Terminated)Washington
Registered Investment Advisory firm - (3/17/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
680 S. Cache St. Suite 100 - 7403, Jackson, WY 83001
Mailing Address
24955 Pacific Coast Highway Suite B202, Malibu, CA 90265
Phone number
(800) 794-4015
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,825 |
| AUM (Assets Under Management) | $ 680,078,217 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
