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JM

Jennifer R. Mailhes

DOEREN MAYHEW CAPITAL ADVISORS
Houston, TX 77092
Some features on this profile are disabled
CRD#: 6544474
JM

Professional summary

Jennifer Roy Mailhes MS, who also goes by Jennifer Ann Roy, is a registered financial professional currently at DOEREN MAYHEW CAPITAL ADVISORS, LLC located in Houston, Texas.

Jennifer is registered as a RR (Registered Representative) and started their career in finance in 2016. Jennifer has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 82, Series 79, Series 24 and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jennifer Ann Roy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jennifer Roy Mailhes MS's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 7, 2018 - Present

DOEREN MAYHEW CAPITAL ADVISORS, LLC

Office #1: 2600 North Loop West Suite 600, Houston, TX 77092Office #2: 2600 North Loop West, Suite 600, Houston, TX 77092
BD
CRD#: 288269
Houston, TX
Past

February 19, 2016 - April 8, 2018

DCF, LLC

BD
CRD#: 149102
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(9/28/2025)
RR
Michigan
(1/21/2024)
RR
Texas
(5/22/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 1/4/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 82
Date: 8/10/2016
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79
Date: 2/19/2016
Investment Banking Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/5/2018
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 28
Date: 6/16/2017
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

DM
DOEREN MAYHEW CAPITAL ADVISORS, LLC
DOEREN MAYHEW CAPITAL ADVISORS, LLC

CRD#: 288269 / SEC#: , 8-69931

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
2600 North Loop West, Suite 600, Houston, TX 77092
Mailing Address
2600 North Loop West, Suite 600, Houston, TX 77092
Phone number
(713) 789-7077
Established
Michigan since 01/25/2017
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DMCA HOLDINGS, LLCOWNER
ANSCHUETZ, CHAD MICHAELBOARD MEMBER4640286
BEAMISH, RICHARD J. MR.BOARD MEMBER6670343
MAILHES, JENNIFER ROY MSBOARD MEMBER/CHIEF COMPLIANCE OFFICER/CEO6544474
PARTRIDGE, AARON MICHAELBOARD MEMBER7996870

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DOEREN MAYHEW CAPITAL ADVISORS, LLC

CRD#: 288269Houston, TX 77092

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