Eric Todd Horowitz
Professional Summary
Eric Todd Horowitz was a registered financial advisor. Eric was a previously registered financial professional and started their career in finance 2015 - 2019. Eric had worked at 3 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
STEBEN & COMPANY, INC. | STEBEN & COMPANY, LLC
Contact Information
Main Address
687 Excelsior Blvd., Excelsior, MN 55331Mailing Address
687 Excelsior Blvd., Excelsior, MN 55331Phone Number
(952) 767-6900Established
Maryland since 10/31/2019Firm Type
Limited Liability CompanyFiscal Year End
December# of Employees
8Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KINZIE, KEVIN MICHAEL | CEO CCO | 4384324 |
Regulatory Assets Under Management
Total Number of Accounts
1AUM (Assets Under Management)
$69,181,112Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
STEBEN & COMPANY, INC. | STEBEN & COMPANY, LLC
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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