John C. Beck

MIDWEST RETIREMENT PARTNERS

Glen Ellyn, IL 60137

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CRD#: 6543729

Professional summary

John Christian Beck is a registered financial advisor currently at MIDWEST RETIREMENT PARTNERS, LLC located in Glen Ellyn, Illinois.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. John has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Christian Beck's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2019 - Present

MIDWEST RETIREMENT PARTNERS, LLC

Office #1: 486 Anthony St., Glen Ellyn, IL 60137

RIA

CRD#: 300453

Glen Ellyn, IL

Past

February 27, 2017 - January 25, 2019

ADP BROKER-DEALER, INC.

CRD#: 37693

ROSELAND, NJ

Past

December 23, 2015 - January 24, 2017

INLAND SECURITIES CORPORATION

CRD#: 15807

OAK BROOK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/28/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/21/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/13/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/22/2015

General Securities Representative Examination

Current Firm

MIDWEST RETIREMENT PARTNERS, LLC

CRD#: 300453 / SEC#:

Illinois

Registered Investment Advisory firm - (2/28/2019 Approved)

Wisconsin

Registered Investment Advisory firm - (3/25/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Glen Ellyn, IL

Mailing Address

Phone number

(312) 343-9607

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 101,340

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John C. Beck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Christian Beck's CRS (Customer Relationship Summary).

Certified licenses

Experience

MIDWEST RETIREMENT PARTNERS, LLC

ADP BROKER-DEALER, INC.

INLAND SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 2/21/2019

Series 63

Date: 1/13/2016

SIE

Date: 10/1/2018

Series 7

Date: 12/22/2015

Current Firm

MIDWEST RETIREMENT PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MIDWEST RETIREMENT PARTNERS, LLC

TRUST BUT VERIFY

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