Nicolas De Bontin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicolas De Bontin was a registered financial professional .
Nicolas is a previously registered financial professional and started their career in finance in 2016. Nicolas had worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2020 - June 21, 2022
COINBASE CAPITAL MARKETS CORP
May 20, 2016 - November 7, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 23, 2016 - November 7, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
COINBASE CAPITAL MARKETS CORP
CRD#: 10722 / SEC#: 801-78249, 8-28032
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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