Scott D. Warriner

FAIRWAY INVESTMENT GROUP

Eaton Rapids, MI

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CRD#: 6543050

Professional summary

Scott Douglas Warriner MR. is a registered financial advisor currently at FAIRWAY INVESTMENT GROUP, LLC located in Eaton Rapids, Michigan and PARADIGM EQUITIES, INC. located in East Lansing, Michigan.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Scott has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MEA FINANCIAL SERVICES; 1216 KENDALE BLVD, E. LANSING, MI 48823; BEGAN 8/1/2016; MEA FINANCIAL SERVICES REPRESENTATIVE; 2-4 HRS/MO; COMMISSION; INSURANCE REPRESENTATIVE WITH THE POSSIBILITY TO SELL LIFE, LTC AND IF LICENSED PROPERTY & CASUALTY INSURANCE; NON-INVESTMENT RELATED. 2) FAIRWAY INVESTMENT GROUP LLC; 1216 KENDALE BLVD, E. LANSING, MI 48823; 3/29/2018; IAR; 20 HRS/MONTH; COMPENSATED 1% OF ASSETS UNDER MANAGEMENT; DUTIES INCLUDE PROVIDING INVESTMENT ADVISORY SERVICES TO CLIENTS; DUTIES ARE INVESTMENT RELATED. 3) MICHIGAN HIGH SCHOOL ATHLETIC ASSOC.; 1661 RAMBLEWOOD DR. EAST LANSING, MI 48823; BEGAN 2/28/2020; TEMPORARY ANNUAL POSITION TAKING PLACE THE LAST WEEKEND OF FEBRUARY & 1ST WEEKEND OF MARCH EACH YEAR; BROADCAST ANNOUNCER FOR MHSAA WRESTLING TEAM & INDIVIDUAL FINALS; 15 HRS/YEAR; $200 PER BROADCAST SESSION. WILL BE WORKING A TOTAL OF 3 SESSIONS. DESCRIBE THE WRESTLING ACTION AND RELAY OTHER INFO ON MHSAA TV. NON-INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Douglas Warriner MR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2017 - Present

FAIRWAY INVESTMENT GROUP, LLC

RIA

CRD#: 149034

Eaton Rapids, MI

Current

January 1, 2016 - Present

PARADIGM EQUITIES, INC.

Office #1: 1216 Kendale Blvd, East Lansing, MI 48823

CRD#: 31990

East Lansing, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(6/23/2021)

Florida
(9/21/2021)

Indiana
(10/2/2024)

Michigan
(2/15/2016)

IAR

Michigan
(1/27/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/27/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/15/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/29/2015

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FAIRWAY INVESTMENT GROUP, LLC

FAIRWAY INVESTMENT GROUP, LLC | FAIRWAY WEALTH MANAGEMENT

CRD#: 149034 / SEC#:

Michigan

Registered Investment Advisory firm - (7/1/2009 Approved)

Ohio

Registered Investment Advisory firm - (9/4/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1216 Kendale Blvd., East Lansing, MI 48823

Mailing Address

Phone number

(800) 292-1950

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	672
AUM (Assets Under Management)	$ 69,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott D. Warriner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Douglas Warriner MR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

FAIRWAY INVESTMENT GROUP, LLC

PARADIGM EQUITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/27/2017

Series 63

Date: 2/15/2016

SIE

Date: 10/1/2018

Series 6

Date: 12/29/2015

FINRA

Current Firm

FAIRWAY INVESTMENT GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FAIRWAY INVESTMENT GROUP, LLC

TRUST BUT VERIFY

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