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SY

Sanjeev Yadav

ROSE CAPITAL ADVISORS
Boston, MA 02210
Some features on this profile are disabled
CRD#: 6542521
SY

Professional summary

Sanjeev Yadav is a registered financial advisor currently at ROSE CAPITAL ADVISORS, LLC located in Boston, Massachusetts.

Sanjeev is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Sanjeev has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sanjeev Yadav's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 17, 2024 - Present

ROSE CAPITAL ADVISORS, LLC

Office #1: 346 Congress Street Unit 416, Boston, MA 02210
RIA
CRD#: 173054
Boston, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RC
ROSE CAPITAL ADVISORS, LLC
ROSE CAPITAL ADVISORS, LLC | WEALTH CAPITAL PARTNERS | TANDRAGEE GLOBAL ADVISORS | SULZBERGER CAPITAL ADVISORS

CRD#: 173054 / SEC#: 801-80385

RIA
Registered Investment Advisory firm - (10/1/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(5/17/2024)

Exams

Current Firm

RC
ROSE CAPITAL ADVISORS, LLC
ROSE CAPITAL ADVISORS, LLC | WEALTH CAPITAL PARTNERS | TANDRAGEE GLOBAL ADVISORS | SULZBERGER CAPITAL ADVISORS

CRD#: 173054 / SEC#: 801-80385

RIA
Registered Investment Advisory firm - (10/1/2014 Approved)
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Contact information

Main Address
119 Washington Avenue Suite 400, Miami Beach, FL 33139
Mailing Address
Phone number
(305) 534-7673
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ROSE FORM ADV PART 2 WRAP FEE BROCHURE (7/25/2025)
ROSE FORM ADV 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts911
AUM (Assets Under Management)$ 663,626,570

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROSE CAPITAL ADVISORS, LLC

CRD#: 173054Boston, MA 02210

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